Courses
Course Name | Credits |
---|---|
CLN:Alb Cnt DA FDPL Classroom | 1.00 |
FCRM 503 Compliance Off:Risk Mgt/Compl | 3.00 |
FCRM 507 Chief Compl Officer:Adv Issue | 3.00 |
FCRM 603 Intro to Broker-Dealer Regulat | 1.00 |
FCRM 607 Into to Invstmt Advisor Reg | 1.00 |
FCRM 607 Intro to Invstmt Advisor Reg | 1.00 |
Introduction to Lawyering | 3.00 |
Sales | 3.00 |
Secured Transactions | 2.00 |