FCRM 503 Compliance Off:Risk Mgt/Compl

Academic Year

This graduate-level course exposes students to the role and responsibilities of a compliance officer at a multinational organization, and provides the students with the basic building blocks to build, support and lead a risk-based compliance program. In addition to a survey of today's "must know" compliance laws, cases and polices, the course focuses on their programmatic application to prevent, detect and respond to compliance risks, and tdhe subsequent all-important communication of such risks with adequate context to management. The student is provided differing compliance strategies and best practices via experienced guest speakers and articles of varying viewpoints. Assignments require students to work individually and in groups of "real life" tasks that mirror those of a compliance officer in a multinational organization.