FCRM 507 Chief Compl Officer:Adv Issue

Academic Year

This graduate-level course exposes students to the role and responsibilities of a compliance officer at a multinational organization, and provides the student with the basic building blocks to build, support and lead a risk-based compliance program. In addition to a survey of today's "must know" compliance laws, cases and policies, the course focuses on their programmatic application to prevent, detect and respond to compliance risks, and the subsequent all-important communication of such risks with adequate context to management. The student is provided differing compliance strategies and best practices via experienced guest speakers and articles of varying viewpoints. Assignments require students to work both individually and in groups on "real life" tasks that mirror those of a compliance officer in a multinational organization.