Individual Course Listings

 
  • Securities Regulation

    Elective

    Credits: 3

    Studies registration and prospectus requirements and exemptions for public and private offerings and sales of securities; regulation of securities transactions; regulation of corporate transactions such as mergers, acquisitions, takeovers, and tender offers; regulation of securities broker-dealers, exchanges and associations; and civil liabilities under the federal securities statutes.

    Prerequisite: Business Organizations ​

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